Thorough understanding of trade reporting requirements.
Strong interpersonal skills - ability to work well in a team and be able to communicate effectively with colleagues, customers, and clients
Ability to quickly develop a deep knowledge of the company, industry, products and services.
Manage deadlines and prioritize responsibilities to effectively meet business needs.
Premiere boutique Broker-Dealer is seeking a Compliance Analyst to contribute to this growing organization. *MUST HAVE CAPITAL MARKETS OR BUY-SIDE COMPLIANCE EXPERIENCE* Associated topics: bond, broker dealer, capital, fiduciary, market, purchase, risk, security, sell, trader
* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.